Job Information
Robert Half Controller - Swaps Dealer in Chicago, Illinois
Description
To apply to this hybrid role, please send your resume to John Sadofsky at john.sadofsky@roberthalf.c0m
The two biggest things on people’s minds right now: ‘When is it okay for me to start making everything pumpkin spice flavored?’ and ‘Where can I find a fresh start?’. NOTE: This position is a career-fast-track opportunity. Whoever fills this role is expected to be promoted quickly.
Job Description:
• Ensure compliance with the company’s swaps regulatory requirements under the CFTC, NFA and CME.
• Prepare and/or supervise the daily and monthly regulatory filings, including daily capital computations, monthly position, and counterparty reports and margin reports.
• Conduct monthly analytical review on legal entity income statement and balance sheet.
• Assist with the preparation of monthly management reports, including Board meetings.
• Review and challenge balance sheet reconciliations.
• Develop and enhance existing processes.
• Develop and enhance existing processes.
• Design and implement world class control environment.
• Assist in all phases of the monthly and year-end closing and reporting functions.
• Monitor, supervise, and ensure proper training of support staff.
• Assist the team with various ongoing audits (Internal, Regulatory, and External) by compiling requested information on a timely basis.
• Create, update, and maintain process documentation and procedures, reducing inefficiencies where applicable.
• Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
• Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
• Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
• At all times complying with the company's Code of Conduct.
• To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility.
Requirements
Job Requirements:
• A Bachelor’s degree or equivalent in Accounting/related field -OR- Master’s in Accounting, pls at least three years of experience in a Swaps Controller position.
• Proficiency in Microsoft Excel, Access, and Word in automating tasks and organizing data for analytical purposes with pivot tables and charts; advanced Microsoft Excel skills required.
• Strong PeopleSoft general ledger skills.
• Thorough knowledge of accounting principles and procedures.
• Series 99 or 27 a plus
• Successful completion of the Swaps proficiency exam a plus.
• Excellent verbal and written communication skills.
• Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
To apply to this hybrid role, please send your resume to John Sadofsky at john.sadofsky@roberthalf.c0m
Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more.
All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.
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