
Job Information
Goldman Sachs & Co. Internal Audit, Global Market Operations, Vice President - Salt Lake City in Salt Lake City, Utah
MORE ABOUT THIS JOB
Internal Audit
Internal Audit (IA) supports the Board of Directors’ Audit Committee and senior firm leadership in fulfilling their oversight roles by independently assessing the firm’s internal control structure, raising awareness of control risk, providing advice to management in developing control solutions, and monitoring the implementation of management’s control measures.
Global Markets Audit
Global Markets Audit covers the firm’s Global Markets Division and related supporting control functions such as Operations, Technology, Product Control and Compliance. The Global Markets Operations Audit team in Salt Lake City covers control functions within the firm’s Global Markets Division and Operations Division.
RESPONSIBILITIES AND QUALIFICATIONS
Responsibilities
Develop and maintain an in-depth understanding of trade support and core operational functions and the business areas, products, and activities supported
Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting
Performing walkthroughs with stakeholders to perform control design assessments and presenting results of work performed to management
Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
Follow-up on open audit issues and their resolution
Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure
Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit.
Maintenance of internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business
Basic Qualifications
4-year degree in a finance, accounting, or quantitative discipline
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus
Minimum of 5 years of experience
Team-oriented with a strong sense of ownership and accountability
Strong leadership, interpersonal, and relationship management skills
Strong verbal and written communication skills
Able to work under minimal supervision on individual tasks or on team projects
Highly motivated with solid analytical skills, willing and able to learn new business and system processes quickly
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
Preferred Qualifications
The following experiences are a plus, but should not preclude a candidate from considering the role if little or no experience with the following:
Using data analytics in audits
Executing integrated business and technology audits
Auditing operations functions within an investment bank or other financial services company
Product Specific Skills and Experience: Solid knowledge of Global Markets and related operational support functions, including:
Sales and trading of cash, derivative and structured products across FICC (Interest rate products, credit products, Mortgages, Currencies and Commodities) and Equities (listed and OTC trading shares, options, and futures)
Prime brokerage, securities lending, and execution services
Trade processing, clearing and settlement
Compliance with trading rules and regulations
Location(s)US-UT-Salt Lake City
Job ID2020-68423
Schedule TypeFull Time
LevelVice President
Function(s)Audit
RegionAmericas
DivisionInternal Audit
Business UnitIA Global Markets
Employment TypeEmployee